U.S. Securities and Exchange Commission

Results: 20323



#Item
281Stock market / Economy / Finance / 73rd United States Congress / U.S. Securities and Exchange Commission / Securities Act / Bond / Prospectus / Security / Nordea

IMPORTANT NOTICE In accessing the attached base prospectus supplement (the "Supplement") you agree to be bound by the following terms and conditions. The information contained in the Supplement may be addressed to and/or

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Source URL: markets.nordea.fi

Language: English - Date: 2016-04-01 05:16:48
282U.S. Securities and Exchange Commission / 73rd United States Congress / United States corporate law / United States securities law / Auditing / Public Company Accounting Oversight Board / SarbanesOxley Act / Securities Exchange Act / Audit committee / Securities Act / Security / Securities regulation in the United States

H. ROne Hundred Seventh Congress of the United States of America AT THE SECOND SESSION

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Source URL: iia-ru.ru

Language: English - Date: 2007-01-29 02:02:00
283Economy / Finance / Money / United States securities law / Self-regulatory organizations / Crowdfunding / Entrepreneurship / U.S. Securities and Exchange Commission / Financial Industry Regulatory Authority / Jumpstart Our Business Startups Act / Securities Investor Protection Corporation / Broker-dealer

NORTH AMERICAN SECURITIES ADMINISTRATORS ASSOCIATION, INC. 750 First Street N.E., Suite 1140 Washington, D.C0900 Fax: www.nasaa.org

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Source URL: nasaa.cdn.s3.amazonaws.com

Language: English - Date: 2015-11-20 09:00:46
284Economy / Finance / Financial regulation / Investment Industry Regulatory Organization of Canada / Business / Canadian Securities Institute / U.S. Securities and Exchange Commission / Canadian securities regulation / Securities Act / Bankruptcy / Universal Market Integrity Rules / Exempt market dealer

Administrative Notice General Dealer Member Rules UMIR Please distribute internally to:

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Source URL: www.iiroc.ca

Language: English - Date: 2015-03-16 14:21:04
285Financial regulation / Investment Industry Regulatory Organization of Canada / Canadian Securities Institute / U.S. Securities and Exchange Commission / Canadian securities regulation / Securities Act / Universal Market Integrity Rules / Exempt market dealer

Administrative Notice General Dealer Member Rules UMIR Please distribute internally to:

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Source URL: www.iiroc.ca

Language: English - Date: 2016-03-11 08:46:03
286U.S. Securities and Exchange Commission / United States securities law / Stock market / 73rd United States Congress / Corporate crime / Securities Act / SEC filing / Security / Regulation A / Prospectus / North American Securities Administrators Association

NOTICE OF REQUEST FOR PUBLIC COMMENTS REGARDING A PROPOSED NEW MULTISTATE FORM U-1 AND A REVISED FORM U-2 April 1, 2016

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Source URL: nasaa.cdn.s3.amazonaws.com

Language: English - Date: 2016-04-01 14:43:03
287Crowdfunding / Tax evasion / Terrorism / Equity crowdfunding / Stock market / U.S. Securities and Exchange Commission / Financial Crimes Enforcement Network / Broker-dealer / Security / Jumpstart Our Business Startups Act / Securities Exchange Act / Securities regulation in the United States

Microsoft Word - What FinCEN AML Proposal Means For Crowdfunding Platforms.docx

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Source URL: www.arnoldporter.com

Language: English - Date: 2016-04-14 12:31:47
288Finance / Money / Economy / U.S. Securities and Exchange Commission / 73rd United States Congress / Systemic risk / Corporate crime / Securities Exchange Act / US SIF / Specialized investment fund / DoddFrank Wall Street Reform and Consumer Protection Act / Mutual fund

March 8, 2016 By E-Mail: Chair Mary Jo White Commissioner Michael Piwowar Commissioner Kara Stein

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Source URL: www.ussif.org

Language: English - Date: 2016-03-08 12:06:46
289Primary dealers / Banking / Great Depression / International finance / Tax evasion / UBS / Performance management / Financial Industry Regulatory Authority / U.S. Securities and Exchange Commission

PDF Document

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Source URL: www.ct.gov

Language: English - Date: 2016-05-16 13:03:41
290

The Governor and Company of the Bank of Ireland Bank of Ireland Announces Voluntary Filing for Deregistration with the U.S. Securities and Exchange Commission 22 April 2016 _______________________________________________

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Source URL: investorrelations.bankofireland.com

Language: English - Date: 2016-04-22 04:33:13
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